SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
| C/O TONTINE CAPITAL MANAGEMENT, L.L.C. |
| 55 RAILROAD AVENUE, 3RD FLOOR |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
05/12/2006
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3. Issuer Name and Ticker or Trading Symbol
INTEGRATED ELECTRICAL SERVICES INC
[ IESC ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Common Stock, par value $.01 per share |
5,021,419 |
I |
_
|
| Common Stock, par value $.01 per share |
7,906 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
| C/O TONTINE CAPITAL MANAGEMENT, L.L.C. |
| 55 RAILROAD AVENUE, 3RD FLOOR |
(Street)
|
1. Name and Address of Reporting Person*
| 55 RAILROAD AVENUE, 3RD FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
1. Name and Address of Reporting Person*
| 55 RAILROAD AVENUE, 3RD FLOOR |
|
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
| Explanation of Responses: |
|
|
/s/ Jeffrey L. Gendell |
05/18/2006 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Name and Address of
Reporting Person: Jeffrey L. Gendell
c/o Tontine Capital Management, L.L.C.
55 Railroad Avenue, 3rd Floor
Issuer Name and Ticker or
Trading Symbol: Integrated Electrical Services, Inc. (IESC)
Date of Earliest Transaction
Required to be Reported
(Month/Day/Year): 05/12/2006
Explanation of Responses:
- -------------------------
(1) Jeffrey L. Gendell ("Mr. Gendell") is the managing member of Tontine
Capital Management, L.L.C. ("TCM"), a Delaware limited liability company,
the general partner of Tontine Capital Partners, L.P., a Delaware limited
partnership ("TCP"). Mr. Gendell is the managing member of Tontine
Management, L.L.C. ("TM"), a Delaware limited liability company, the
general partner of Tontine Partners, L.P., a Delaware limited partnership
("TP"). Mr. Gendell is also the managing member of Tontine Overseas
Associates, L.L.C., a Delaware limited liability company ("TOA"), the
investment adviser to Tontine Overseas Fund, Ltd., a Cayman Islands
corporation ("TOF"). Mr. Gendell directly owns 7,906 shares of Common
Stock. TCP directly owns 3,023,282 shares of Common Stock. TP directly
owns 1,945,787 shares of Common Stock. TOF directly owns 52,350 shares of
Common Stock. All of the foregoing shares of Common Stock may be deemed to
be beneficially owned by Mr. Gendell. Mr. Gendell disclaims beneficial
ownership of the Issuer's securities reported herein for purposes of
Section 16(a) under the Securities Exchange Act of 1934, as amended, or
otherwise, except as to securities directly owned by Mr. Gendell or
representing Mr. Gendell's pro rata interest in, and interest in the
profits of, TCP, TP, TM, TOA and TOF.
Joint Filer Information
-----------------------
Name of Joint Filer: Tontine Capital Partners, L.P.
Address of Joint Filer: 55 Railroad Avenue, 3rd Floor
Greenwich, CT 06830
Relationship of Joint Filer
to Issuer: 10% Owner
Designated Filer: Jeffrey L.Gendell
Issuer & Ticker Symbol: Integrated Electrical Services, Inc. (IESC)
Date of Event Requiring Statement: May 12, 2006
SIGNATURE:
Tontine Capital Partners, L.P.
By: Tontine Capital Management, L.L.C., its general partner
By: /s/ Jeffrey L.Gendell
-------------------------------
Name: Jeffrey L.Gendell
Title: Managing Member
May 18, 2006
- ------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: Tontine Capital Management, L.L.C.
Address of Joint Filer: 55 Railroad Avenue, 3rd Floor
Greenwich, CT 06830
Relationship of Joint Filer
to Issuer: 10% Owner
Designated Filer: Jeffrey L.Gendell
Issuer & Ticker Symbol: Integrated Electrical Services, Inc. (IESC)
Date of Event Requiring Statement: May 12, 2006
SIGNATURE:
Tontine Capital Management, L.L.C.
By: /s/ Jeffrey L.Gendell
------------------------------
Name: Jeffrey L.Gendell
Title: Managing Member
May 18, 2006
- ------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: Tontine Partners, L.P.
Address of Joint Filer: 55 Railroad Avenue, 3rd Floor
Greenwich, CT 06830
Relationship of Joint Filer
to Issuer: 10% Owner
Designated Filer: Jeffrey L.Gendell
Issuer & Ticker Symbol: Integrated Electrical Services, Inc. (IESC)
Date of Event Requiring Statement: May 12, 2006
SIGNATURE:
Tontine Partners, L.P.
By: Tontine Management, L.L.C. ., its general partner
By: /s/ Jeffrey L.Gendell
-------------------------------
Name: Jeffrey L.Gendell
Title: Managing Member
May 18, 2006
- ------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: Tontine Management, L.L.C.
Address of Joint Filer: 55 Railroad Avenue, 3rd Floor
Greenwich, CT 06830
Relationship of Joint Filer
to Issuer: 10% Owner
Designated Filer: Jeffrey L.Gendell
Issuer & Ticker Symbol: Integrated Electrical Services, Inc. (IESC)
Date of Event Requiring Statement: May 12, 2006
SIGNATURE:
Tontine Management, L.L.C.
By: /s/ Jeffrey L.Gendell
-------------------------------
Name: Jeffrey L.Gendell
Title: Managing Member
May 18, 2006
- ------------
Date
